Regulatory

Why SEC Chair White’s departure could hurt U.S. advice industry

SEC Chair White will leave "two critical initiatives" in the hands of her successor.

By Staff |November 17, 2016

1 min read

SEC Chair White to step down when Obama leaves office

Securities and Exchange Commission Chair Mary Jo White has announced that she intends to leave at the end of the Obama Administration.

By Staff |November 15, 2016

3 min read

SEC issues third-highest whistleblower award

The Securities and Exchange Commission has announced an award of more than $20 million to a whistleblower.

By Staff |November 14, 2016

1 min read

Ontario to introduce legislation to create financial regulator

At least one industry group, the Insurance Bureau of Canada, has applauded the news.

By Staff, with files from The Canadian Press |November 14, 2016

2 min read