Regulatory

FCAC investigates 708 complaints

FCAC regulates 367 financial entities, including banks, insurers and credit card companies.

By Staff |October 12, 2016

1 min read

No negatives to a best interest standard, say CFAs

A best interest standard would provide a consistent and overarching standard.

By Staff |October 11, 2016

2 min read

IIROC’s AdvisorReport helps investors check your credentials

Ahead of Financial Literacy Month, the Investment Industry Regulatory Organization of Canada is promoting its advisor check database.

By Staff |October 6, 2016

1 min read

Will CSA’s targeted reforms hurt clients?

CSA needs to clarify the benefits and costs of its proposed targeted reforms and best interest standard.

By Katie Keir |October 3, 2016

4 min read