The US$8.1-million settlement will be distributed to harmed investors
Firms consider their post-pandemic plans
Rod Walsh and Matthew McDowell are joining the independent firm
The deal is the latest in a string of purchases that will bring the firm's U.S. assets to US$68 billion
J.D. Power finds customer satisfaction increases dramatically when clients receive advice that meets their needs
Szeto has moved his practice over from BMO Nesbitt Burns, where his team managed a $370-million book
Three firms set out to change their typical advisor force with new recruitment strategies
The investment in Loop Capital allows the bank to expand its U.S. wealth management business
Many firms have new targets and strategies, but real change will take time
The brokerage's investment in technology is a key part of its new growth strategy