Top stories
Gavel

OSC issues $1M in penalties to firm, executives for spoofing

The executives also received trading bans as part of the settlement

  • By: Staff
  • October 22, 2018 October 22, 2018
  • 12:20
Water drop making a ripple on the surface

What advisors need to know about liquid alts

CSA's new rules effective in the new year offer risks and rewards

Megaphone

Client-focused reforms too focused on cost, industry associations say

What Advocis, IIAC and IFIC say about CSA's proposals

  • By: Staff
  • October 19, 2018 October 19, 2018
  • 15:48
 Skydiving Couple - Come Join Us

CIBC Asset Management launches multi-asset strategy fund

Fund aims to achieve growth while smoothing volatility

  • By: Staff
  • October 22, 2018 October 22, 2018
  • 11:11
Hedge maze

Can MFDA advisors sell liquid alts?

CSA’s new rules retained mutual fund dealer proficiency requirements for commodity pools

China flag

China’s growth slows as officials try to reassure investors

Amid a sagging stock market, forecasters are calling for slower 2019 growth

Emotional Stress, Bankruptcy, Finance

Reaction to CSA’s proposed referral arrangement rules

Industry's not supportive of the changes

  • By: Staff
  • October 18, 2018 October 18, 2018
  • 10:30
Justitia, the goddess of justice

Waterloo woman sentenced to jail for securities fraud

The two-year sentence also includes $150K in restitution to investors

  • By: Staff
  • October 19, 2018 October 19, 2018
  • 12:13
Senior woman websurfing on digital tablet

BMO introduces planning platform for advisors

Goals-based financial-planning tool launches in November

  • By: Staff
  • October 19, 2018 October 19, 2018
  • 11:28
Leafy Marijuana Plant with Hairy Bud at Indoor Cannabis Farm

Tips for analyzing pot stock valuations

Why cannabis investments aren't for the faint of heart

Concept of finding solution with many white arrows showing different directions

CPP board takes a pass on cannabis

Board also invests mostly outside Canada, says spokesman

Close up on a file tab with the word life insurance, focus on the main text and blur effect. Concept image for illustration of family protection policy

What the tax advantages folio says about life insurance

CRA gives guidance on seg funds held in registered plans

The downside of disclosure, and other tips

Three things we learned at BEworks' financial services summit

When a client’s child receives a financial windfall

Offer to introduce the child to investing or help the family manage

Client confidential: Chris Prendergast

How to help a young entrepreneur

How to make the most of your support staff

Underappreciated assistants are a wasted resource

  • By: Katie Keir
  • October 15, 2018 October 15, 2018
  • 16:33