Wealthsimple files prospectus for two ETFs
Mackenzie is the manager and trustee for the socially responsible funds
- January 24, 2020 January 24, 2020
- 12:40
Top stories
ETFs
How client-focused reforms could impact compensation and product choice
Conflict rules could affect incentives, while DSC funds in Ontario may face even greater restrictions
- January 24, 2020 January 24, 2020
- 14:17
Purpose Advisor Solutions acquires Wealthsimple for Advisors
The combined firms will offer an 'advisor-centric' platform
- January 23, 2020 January 23, 2020
- 15:12
BDO settles with OSC for $3.5M over substandard audits
Settlement relates to accounting firm's oversight of two Crystal Wealth funds
- By: Greg Dalgetty
- January 24, 2020 January 24, 2020
- 16:01
ETF sales hit record high in 2019
Positive sales and market effect benefited both ETFs and mutual funds last year, IFIC says
- By: Staff
- January 24, 2020 January 24, 2020
- 13:02
IIROC fines Toronto brokerage $100,000 for suitability failures
The firm didn't question the concentration in a high risk, exempt market product, the agreement said
- By: James Langton
- January 23, 2020 January 23, 2020
- 11:16
Matt Evans named CEO of CWB Wealth Management
Evans succeeds David Schaffner, who announced his retirement in December
- By: Maddie Johnson
- January 24, 2020 January 24, 2020
- 10:17
Changes to two NEI funds approved
Multiple changes, including to fees, were accepted by unitholders
- By: Staff
- January 24, 2020 January 24, 2020
- 11:33
Horizons, Dynamic make changes to certain funds
Horizons announced name changes Friday, while Dynamic changed risk ratings
- By: Staff
- January 24, 2020 January 24, 2020
- 11:02
Ex-securities rep turned mortgage salesperson charged by Manitoba court
The man faces more than 50 counts tied to alleged violations of The Securities Act and mortgage legislation
- By: Staff
- January 23, 2020 January 23, 2020
- 11:18
CSA to study ban on trading fee rebates — under one condition
Canadian regulators are prepared to carry out the study, but only if their U.S. counterparts follow suit
- By: James Langton
- January 23, 2020 January 23, 2020
- 13:29
‘Significant information’ uncovered on suspected global tax evasion scheme
The CRA participated in an investigation that took place in "multiple countries"
- By: Staff
- January 23, 2020 January 23, 2020
- 12:11
Fundata awards go to 53 companies
Hundreds of funds were awarded A+ grades for 2019
- By: Staff
- January 24, 2020 January 24, 2020
- 10:18
Retail sales got a boost in November
The 0.9% increase in sales largely offset the 1.1% decline in October
- By: Canadian Press
- January 24, 2020 January 24, 2020
- 09:56
MFDA announces compliance priorities for year ahead
The SRO wants to make sure firms’ client reporting is accurate
- By: James Langton
- January 23, 2020 January 23, 2020
- 15:49
What’s driving Japanese equities
Investors should watch how tax reform and corporate governance changes play out
- By: Suzanne Yar Khan
- January 22, 2020 January 22, 2020
- 16:00
EQ Bank offering 2.45% interest rate
The move comes after Wealthsimple launched a new product
- By: Staff
- January 23, 2020 January 23, 2020
- 12:23
Discuss these burial options with your clients
In addition to being buried or cremated, your client can be mummified or launched into space
Canadians have mortgage concerns
Advisors can help clients worried about home ownership
- By: Staff
- January 10, 2020 January 10, 2020
- 12:06
Top 5 practice management articles from 2019
It was another year of dramatic change in the wealth management industry
- By: Staff
- December 23, 2019 December 23, 2019
- 12:00
IIROC’s revised CE rules to take effect Jan. 1
Advisors could face suspensions if their firms don’t report credits on time
- By: Greg Dalgetty
- December 20, 2019 December 20, 2019
- 11:53
