CSA reports caseload was down last year — but sanctions were up
Regulators ordered $77.5 million in fines and penalties, $109.9 in restitution and disgorgement
- June 26, 2019 June 26, 2019
- 12:17
Top stories
Industry News
Is direct indexing the future?
ETFs could get even more personalized
- June 26, 2019 June 26, 2019
- 13:47
Brett Millard appointed chair of FP Canada’s board of directors
FP Canada announced its directors for 2019-2020 on Wednesday
- June 26, 2019 June 26, 2019
- 17:01
Vancouver and Toronto ranked more affordable in 2019: report
Mercer’s latest Cost of Living survey ranks 209 cities around the world
- By: Staff
- June 26, 2019 June 26, 2019
- 15:54
Alberta court denies class action against former rep
Defendant was permanently banned by IIROC in 2018
- By: James Langton
- June 26, 2019 June 26, 2019
- 15:57
Global IPOs were down in the first half of the year
But EY expects the pace to pick up in the second half
- By: Staff
- June 26, 2019 June 26, 2019
- 17:35
Ontario court dismisses proposed class action against Horizons
The lawsuit was filed over a fund that lost 90% of its value overnight
- By: James Langton
- June 25, 2019 June 25, 2019
- 16:59
Powell says data raise ‘renewed concerns’ about global economy
The Fed chair did not commit to a rate cut but said the central bank will closely monitor incoming data
- By: Martin Crutsinger, The Associated Press
- June 25, 2019 June 25, 2019
- 15:02
What the debt-to-asset ratio reveals about financial distress
New StatsCan study finds debt-to-asset reveals more than debt-to-income
- By: Staff
- June 26, 2019 June 26, 2019
- 10:55
CETFA welcomes new board chair
CEO of Horizons ETFs succeeds Kevin Gopaul
- By: Staff
- June 25, 2019 June 25, 2019
- 16:00
Retirees want more than investment tips from advisors: survey
Plus, how a financial plan impacts a client's retirement outlook
- By: Staff
- June 24, 2019 June 24, 2019
- 13:03
CRTA adds three strategic advisors
Association aims to develop standards for the emerging regtech sector
- By: Staff
- June 26, 2019 June 26, 2019
- 10:34
What a shift in the Fed’s monetary policy framework could mean
A Manulife report discusses a possible "dovish pivot" on inflation
- By: Staff
- June 25, 2019 June 25, 2019
- 16:25
Robo-advisor Smart Money for Her targets women
The platform incorporates assumptions such as longer life expectancy and different career paths
- By: Staff
- June 25, 2019 June 25, 2019
- 12:09
U.S. corporate earnings outlook
Why companies are exceeding expectations
- By: Suzanne Yar Khan
- June 24, 2019 June 24, 2019
- 16:00
ETFs played role in robo growth, fee-based shift: report
BMO looks at how a decade of ETFs has impacted the investment landscape
- By: Staff
- June 24, 2019 June 24, 2019
- 12:16
How senior clients perceive charitable giving
A survey provides insights
- By: Staff
- June 20, 2019 June 24, 2019
- 14:42
Robo-advisor Smart Money for Her targets women
The platform incorporates assumptions such as longer life expectancy and different career paths
Retirees want more than investment tips from advisors: survey
Plus, how a financial plan impacts a client's retirement outlook
- By: Staff
- June 24, 2019 June 24, 2019
- 13:03
Senate committee urges feds to develop open banking framework
A report called for a registry of third-party providers and an innovation sandbox
- By: Staff
- June 21, 2019 June 21, 2019
- 12:34
Survey finds millennial dissatisfaction with self-directed investment firms
More than one-quarter of the young cohort are thinking about changing firms, J.D. Power says
- By: Staff
- June 19, 2019 June 19, 2019
- 11:42
