Investors wary of AI for investment decisions: survey

They want investment firms to be transparent about the use of AI and smart about mitigating risks

By Jonathan Got |February 29, 2024

3 min read

How to talk about mental health with clients

Active listening and asking the right questions are key to checking on clients’ sense of well-being

By Jonathan Got |February 28, 2024

3 min read

TikToks and tweets pose risks to banks: S&P

Banks should track social media as a liquidity risk factor, rating agency says

By James Langton |February 29, 2024

2 min read

Pro bono work can pay off long term

The time commitment varies but does not have to be onerous

By Allan Janssen |February 26, 2024

4 min read

Industry Insights

Is 65 the new 45?

Canadians today are facing the longest retirements ever.

Expert Advice

How can advisors accelerate success?

Being clear about your goals and surrounding yourself with the right partners and like-minded peers is key

What happens if a mutual fund trust loses its status?

The rare occurrence can affect eligibility for registered plans, but there’s relief for temporary situations

By Melissa Shin |February 27, 2024

3 min read

TD fast-tracking efforts to fix anti-money laundering deficiencies: CEO

The bank reported a first-quarter profit of $2.82 billion, up from $1.58 billion a year earlier

By Ian Bickis, Canadian Press |February 29, 2024

3 min read

FSRA pegs ‘stranded’ pension plans at more than $3 billion

Regulator says there are almost 200,000 pension plan members in the province who have lost track of their plans

By Sammy Hudes, The Canadian Press |February 29, 2024

3 min read

Closet indexing class action rejected — again

B.C. court dismisses case for a third time, citing confusing claim

By James Langton |February 28, 2024

2 min read

AMF issues complaint handling rules

CIRO firms exempt from new standards for Québec financial firms

By James Langton |February 28, 2024

1 min read

Rep sanctioned for advising via Discord platform

Online posts amounted to securities-related business, CIRO panel found

By James Langton |February 27, 2024

2 min read