Advisors must answer all the AMF’s questions: ruling

If the Autorité des marchés financiers investigates you or your practice, you’re obliged to answer all its questions.

By Staff | January 25, 2013 | Last updated on January 25, 2013

1 min read

If the Autorité des marchés financiers investigates you or your practice, you’re obliged to answer all its questions.

So says a ruling by the Quebec Appeal Court.

Outraged? The Supreme Court of Canada has refused to re-open this case.

To find out what this means for your practice, read the article Enquêtes de l’AMF : silence interdit! on our sister site, Conseiller.ca.

(Note, it’s in French.)

The staff of Advisor.ca have been covering news for financial advisors since 1998.

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