Industry

JPMorgan Chase may face criminal charges

The New York Times reports investigators are looking into the $6-billion trading loss.

By Wire services |October 11, 2012

1 min read

Mackenzie establishes U.S. presence

To establish its presence in the U.S., Mackenzie Institutional has hired Susan Small as senior vice-president, Global Consultant Relations. Small will oversee Mackenzie Institutional’s consultant relations efforts worldwide. In her previous roles, Small led global consultant relations with several global financial services companies in the U.S. She holds an MBA in Finance and International Business […]

By Staff |October 11, 2012

1 min read

Ex-IIROC rep must pay $20,000 fine

An IIROC panel has found Vinh-Phat Nguyen-Qui liable of several violations.

By Staff |October 11, 2012

1 min read

Goldman Sachs “muppet hunt” finds little substance

Earlier this year, Greg Smith, ex-employee of Goldman Sachs, claimed the company had a toxic environment and that staff called clients “muppets.” But after an internal investigation, Goldman is saying there’s little substance to the allegations, reports Financial Times. Read: Goldman Sachs fined $22 million The investigation was dubbed the “muppet hunt.” Investigators interviewed dozens […]

By Wire services |October 11, 2012

1 min read