News and resources for Canada's top financial advisors
Est. 1998
Regulation
Task force details progress and areas of improvement
By James Langton |October 12, 2023
2 min read
Ontario court allows U.S. shareholders to pursue both cases
3 min read
Tight financial conditions, high economic uncertainty remain key vulnerabilities
By James Langton |October 11, 2023
ESMA says novel abuses need to be addressed for DeFi sector to grow
Report highlights risk management failures, supervisory shortcomings
By James Langton |October 6, 2023
AMF, provincial government approve delegation of powers to SRO
Undertaking doesn't preclude regulator's enforcement action, court finds
By James Langton |September 29, 2023
Firms not disclosing investments' negative ESG impact, Paris alignment
Another 10 firms sanctioned for extensive recordkeeping violations
World Federation of Exchanges calls for crypto trading to face similar standards as traditional markets
By James Langton |September 28, 2023
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