Regulation

U.S. fund industry slams new SEC fund-name rules

Regulator aims for truth in advertising, seeks to combat greenwashing

By James Langton |September 20, 2023

3 min read

Ex-broker pleads guilty in crypto fraud case

Clients' assets misappropriated rather than invested, U.S. authorities charged

By James Langton |September 20, 2023

2 min read

Proposed class action alleges B.C. failed children

Government should have opened RESPs, RDSPs for kids in its care, suit claims

By James Langton |September 14, 2023

2 min read

SEC alleges Virtu failed to guard client data

Firm rejects regulator's allegations, cites political motive for action

By James Langton |September 13, 2023

3 min read