Regulation

Adviser’s insider trading more extensive than SEC thought

Offshore stock trades came alongside previously-sanctioned options trades

By James Langton |August 2, 2023

1 min read

CIRO seeks margin rules for PPNs

Proposal revises conservative approach initially sought by IIROC

By James Langton |July 20, 2023

2 min read

Capital Markets Tribunal rejects Binance’s bid to get OSC inquiry halted

Tribunal finds it has no say in regulator's investigations

By James Langton |July 18, 2023

2 min read

Closet indexing class action stumbles, again

B.C court gives plaintiff another chance to clarify proposed claim

By James Langton |July 17, 2023

2 min read