IG settles with MFDA over suitability of DSC sales to elderly clients
The hearing involved two clients over age 90 sold DSC funds with seven-year redemption schedules
Top Stories in News
HSBC, Capital Group make fund changes
Changes include fee reductions and tiers
- By: Staff
- May 17, 2019 May 17, 2019
- 11:14
Global ETF assets reached US$5.57 trillion last month
Flows into fixed income ETFs are up this year
- By: Staff
- May 17, 2019 May 17, 2019
- 11:13
IIROC delays debt trade reporting change to 2020
The reduced reporting deadline for debt transactions won't take effect until April
- By: Staff
- May 17, 2019 May 17, 2019
- 10:22
ScotiaMcLeod head departs
Rob Djurfeldt is no longer with the firm
- By: Rudy Mezzetta
- May 16, 2019 May 16, 2019
- 15:53
ATB Financial downgrades Alberta’s growth rate to 0.7%
Challenges come from oil and gas sector, labour market
- By: Staff
- May 16, 2019 May 16, 2019
- 14:53
Where the U.S.-China trade war really hurts
The biggest cost might be to confidence, a CIBC report says
- By: James Langton
- May 16, 2019 May 16, 2019
- 14:19
Horizons launches uranium ETF
The product looks to capitalize on demand for nuclear energy
- By: Staff
- May 16, 2019 May 16, 2019
- 13:12
Climate change is a risk to the financial system, BoC says
The latest financial system review placed climate change alongside the housing market and household debt
- By: Andy Blatchford, The Canadian Press
- May 16, 2019 May 16, 2019
- 12:33
Foreign investment declines in March, but remains strong for Q1
Investors sold off money market securities and Canadian equities, and added bonds
- By: Staff
- May 16, 2019 May 16, 2019
- 12:18
IIROC shows new investigative authority in 2018 enforcement report
Suitability issues remain the top complaint
- By: James Langton
- May 16, 2019 May 16, 2019
- 11:16
Manulife partners with BEworks to train advisors in behavioural economics
Advisors can fall prey to the same biases as clients
- By: Mark Burgess
- May 16, 2019 May 16, 2019
- 10:43
B.C. launches money laundering inquiry
Commission will deliver an interim report within 18 months
- By: Staff
- May 15, 2019 May 15, 2019
- 16:42