IIROC focuses on enhanced testing, compensation-related conflicts
The self-regulatory organization released its compliance priorities report Tuesday
Top Stories in News
BMO Financial Group creates BMO Private Wealth Canada and Asia
Private banking and full-service brokerage unite
- By: Staff
- January 15, 2019 January 15, 2019
- 15:16
Alleged hacker and traders charged in U.S. insider trading scheme
Plot netted US$4.1 million
- By: Staff
- January 15, 2019 January 15, 2019
- 14:58
Harvest launches gold ETF
The product invests primarily in large gold-mining issuers
- By: Staff
- January 15, 2019 January 15, 2019
- 14:04
TD Asset Management adds to D-series lineup
The firm added 18 funds on Tuesday
- By: Staff
- January 15, 2019 January 15, 2019
- 12:11
MD Financial launches index portfolios
The four portfolios offer a lower-cost option, the firm says
- By: Staff
- January 15, 2019 January 15, 2019
- 12:08
Venture capital investment hits global record in 2018: KPMG
Despite the record funding amount, the number of deals dropped to a six-year low
- By: Staff
- January 15, 2019 January 15, 2019
- 11:39
OSC task force aims to reduce regulatory burden
Regulator is looking for ways to ease compliance costs
- By: Staff
- January 14, 2019 January 14, 2019
- 15:34
RBC, BlackRock partnership will benefit both parties, Moody’s says
How the strategic alliance will boost the firms
- By: Staff
- January 14, 2019 January 14, 2019
- 15:14
Having a pension could boost returns on other investments
StatsCan analyzes the relationship between pension coverage and investment performance in TFSAs
- By: Staff
- January 14, 2019 January 14, 2019
- 15:06
New bail-in rules for banks will affect their credit ratings’ support component
Planned reduction in Canadian banks’ sovereign supports isn’t expected to change banks’ underlying credit ratings
- By: Staff
- January 14, 2019 January 14, 2019
- 14:41
Manulife to merge equity funds
The firm is also proposing a change to the investment objective
- By: Staff
- January 14, 2019 January 14, 2019
- 13:23
Home prices in major cities down in December: report
Another report shows reasons for optimism in 2019
- By: Staff
- January 14, 2019 January 14, 2019
- 12:26
Economic data to watch in the week ahead
Data include Canadian consumer prices and U.S. retail sales
- By: Staff
- January 11, 2019 January 11, 2019
- 12:21
Cheaper gas sends U.S. consumer prices down 0.1% in December
Lack of inflationary pressure means Federal Reserve can be patient with rate hikes
- By: Staff, with files from The Associated Press
- January 11, 2019 January 11, 2019
- 11:07
Path of rate hikes ‘less clear,’ Fed minutes say
With inflation still muted, officials said in December that the central bank could afford to be "patient''
- By: Martin Crutsinger, The Associated Press
- January 9, 2019 January 9, 2019
- 16:21
Investor anger about DSCs palpable in comment letters
In submissions to the CSA, investors are critical of regulators and advisors
- By: Michelle Schriver
- January 11, 2019 January 11, 2019
- 15:30
Recidivist sent to jail for violating trading ban
The 2013 OSC ban was for quasi-criminal offences related to securities trading
- By: Staff
- January 11, 2019 January 11, 2019
- 10:14
TMX asks OSC for extension on trading fee study
The exchange wants more time to submit a comprehensive response
- By: James Langton
- January 10, 2019 January 10, 2019
- 14:43
BMO launches ETF series for tactical dividend fund
The units started trading Friday on the TSX
- By: Staff
- January 11, 2019 January 11, 2019
- 10:45
Why the RBC, BlackRock alliance makes sense
The move is indicative of two industry trends, a report says
- By: Staff
- January 11, 2019 January 11, 2019
- 09:56
After strong 2018 inflows, more ETF growth ahead: WisdomTree
Product innovation and emerging markets will provide ETF opportunities in 2019
- By: Staff
- December 11, 2018 December 11, 2018
- 13:10