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Australia-opera-house

Australian regulator gets enhanced enforcement capabilities

New bill will give greater penalty powers to ASIC

Justitia, the goddess of justice

Court upholds fraud charge against former advisor

Further, it hikes the amount he must pay in fines

Financial graphs analysis

Mutual fund sales are a challenge, says Industrial Alliance CEO

IA, Manulife and Sun Life release earnings

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 14:31
Jigsaw Puzzle on Blue background

Groups representing financial sectors of Canada, U.K. join forces

Toronto Finance International and TheCityUK renew memorandum of understanding

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 14:28

Morningstar veteran Christopher Davis moves to Strategic Insight

Davis will lead U.S. fund research

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 11:58
Megaphone

Canaccord Genuity acquires M&A advisory firm

Acquisition will help diversify the firm's revenue streams

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 11:55
Executives are discussing the financial results of the Company for the marketing plan.

Investors should focus on fair pay, says shareholder advocacy group

Fair pay would improve corporate performance and address income inequality, says SHARE

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 11:20
17656724 - conference meeting microphones and businessman

BMO Capital Markets appoints Scott Brison to investment and corporate banking

Former member of Parliament will work in senior client coverage and business development

  • By: Staff
  • February 14, 2019 February 14, 2019
  • 09:40
Cyber Protection Lock and Password

FINRA report aims to boost cybersecurity at brokerages

The American SRO looks at phishing, mobile devices and insider threats

  • By: Staff
  • February 13, 2019 February 13, 2019
  • 13:41
Home For Sale Real Estate Sign in Front of Beautiful New House.

Canadian home prices drop 0.1% in January

Find out which cities show the most weakness in prices

terminal monitor screen display in server room with server racks in datacenter interior

Canadian fintech deals hit record in 2018

The big banks continue to focus on the robo-advisory space

  • By: Staff
  • February 13, 2019 February 13, 2019
  • 12:47
Young plant

Survey finds demand for stronger ESG disclosure

Institutional investors say better standards are needed for non-financial information

  • By: Staff
  • February 13, 2019 February 13, 2019
  • 11:31
Commodity indices

Big six banks partner with CanDeal to create data hub

DataVault Innovations will provide fixed-income and derivatives market data

  • By: Staff
  • February 12, 2019 February 12, 2019
  • 14:28
Securities and Exchange trending up

Global market cap fell last year as volatility surged

Market capitalization drop is the first decline since 2014

  • By: Staff
  • February 12, 2019 February 12, 2019
  • 14:09
Small white piggy bank sitting on a layer of Canadian twenties bills with a dollar coin (loonie) dropping inside.

Canadians optimistic about saving this year

But certain factors keep some Canadians from saving successfully

  • By: Staff
  • February 12, 2019 February 12, 2019
  • 13:47
Thief

Scammers took $22.5M from lovestruck victims last year, says RCMP

Clients should be wary of online "romance scams"

  • By: Staff
  • February 12, 2019 February 12, 2019
  • 12:21
Lawyer

MFDA issues ban, $400,000 fine for ‘egregious’ misappropriation

The former rep took advantage of a widow, the panel found

File

Most regulators adhering to international standards, finds IOSCO

Canada doing well, but emerging markets need improvement

  • By: Staff
  • February 12, 2019 February 12, 2019
  • 10:11
Business People Handshake Greeting Deal Concept

U.S. bank M&A could accelerate, and Canadian banks could join in

But cross-border acquisitions face increased risk, says report

  • By: Staff
  • February 11, 2019 February 11, 2019
  • 15:29
Toronto skyline in financial district

OSFI proposes new disclosure requirements

The proposed draft guidance aims to provide transparency into the big banks’ funding risk

  • By: Staff
  • February 11, 2019 February 11, 2019
  • 11:57
Gavel

MFDA fines, bans rep for outside business activities

The SRO alleges the rep solicited almost $200,000 in client investments in a coffee business

RBC appoints subadvisor, renames private equity pool

Changes are effective Feb. 27

  • By: Staff
  • February 11, 2019 February 11, 2019
  • 10:25
Business people sitting and discussing at business meeting, in office

Morgan Stanley buying Calgary-based Solium Capital

The cash deal is valued at more than $1 billion

Business people working in a conference room

SunTrust, BB&T merger could be sign of more U.S. banking consolidation

The US$66 billion deal would create the sixth largest bank in the U.S.

  • By: Staff
  • February 8, 2019 February 8, 2019
  • 16:17
Business People Handshake Greeting Deal Concept

Scotiabank names new exec, sells operations in El Salvador

The bank says it's focusing on markets that generate greater scale

  • By: Staff
  • February 8, 2019 February 8, 2019
  • 10:21