Timeline for a national regulator: Advisor Audio

By Staff | October 3, 2011 | Last updated on October 3, 2011
1 min read

Back to the 2011 Distributors’ Summit home page

Listen and learn.

Speakers at Advisor Group’s 2011 Distributors’ Summit discussed ways industry members can work together to help advisors capture the next generation of clients, better assess and respond to risk, and build a more business-friendly environment.

Joseph Groia, Principal, Groia & Company, Toronto, discussed the topic of self-regulation, noting much of the turmoil surrounding Canadian SROs stems from the uncertainty about when, and how, a national regulator would be created and rolled out.

To listen to the session and view the presentation, click the icons below.



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The staff of Advisor.ca have been covering news for financial advisors since 1998.