News and resources for Canada's top financial advisors
Est. 1998
Industry
So-called bond flippers prioritized over retail, institutional clients, regulator alleged
By James Langton |September 17, 2021
2 min read
An Ontario court rejected a motion to appeal the certification decision in a BMO funds case
By James Langton |September 15, 2021
1 min read
Ex-CEO gets five years in jail for initial coin offering scheme
By James Langton |August 25, 2021
All jury trials were temporarily suspended due to Covid-19, and civil cases remain halted until 2022
By James Langton |August 19, 2021
Judge asks PwC to provide input on counsel for investors
By James Langton |August 13, 2021
While the claim will proceed, the court suggested it may not be in the contractors' interest
Shareholder lawsuit settlements rise in the U.S. but stay flat in Canada, in the first half
By James Langton |July 16, 2021
The proposed $40-million deal requires approval at July 30 court hearing
By James Langton |July 9, 2021
Estate Planning
The decision in Mak (Estate) v Mak differs from the controversial Calmusky ruling
By Melissa Shin |June 29, 2021
3 min read
FINRA has fined the firm and ordered restitution, for early rollover recommendations
By James Langton |June 25, 2021
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