Court

SEC charges former execs in alleged Wells Fargo scandal

Regulator alleges that executives misled investors by touting phony cross-selling results

By James Langton |November 13, 2020

2 min read

Court upholds BCSC decision favouring public access

Evidence released by the regulator is being used in a potential class action

By James Langton |November 3, 2020

2 min read

SCC greenlights class action against fund dealer, manager

The lawsuit involves risk disclosure

By James Langton |October 30, 2020

2 min read

Canadians charged in alleged U.S. pump-and-dump bust

The trio faces criminal charges and SEC allegations

By James Langton |September 23, 2020

2 min read