News and resources for Canada's top financial advisors
Est. 1998
Industry
Breaking down the issues as IIROC and MFDA firms prepare to have their say on the proposed merger
By James Langton |September 23, 2022
4 min read
Products
Firms will have to agree to comply with certain terms while applications are reviewed
By James Langton |August 15, 2022
2 min read
T. Rowe Price has a new head for Canada, and more
By Katie Keir |July 15, 2022
Lawyers, academics named to new advisory group
By James Langton |July 14, 2022
Regulators refined techniques to analyze cryptoasset trading, report says
By Staff |June 29, 2022
Regulators are also forming a new advisory committee to review SRO consolidation
By Staff |June 27, 2022
Three-year plan focuses on CFR enforcement, dispute resolution and crypto
By James Langton |June 27, 2022
Under the AMF's Morisset, regulators adopted major investor protection reforms
By James Langton |June 14, 2022
It remains up to regulators to act on long-standing recommendation
By James Langton |June 13, 2022
3 min read
Interim rules coming in May, with new CEO, board to be named in Q2
By James Langton |April 5, 2022
We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.