News and resources for Canada's top financial advisors
Est. 1998
Industry
The MX will debut new trading controls later this month aimed at reducing short-term volatility during early-morning trading
By James Langton |January 10, 2020
1 min read
The long-awaited rules could be coming soon, according to the director of the OSC's derivatives branch
By James Langton |November 22, 2019
They’ll also have to complete an online training course
By James Langton |October 17, 2019
The implementation of changes to over-the-counter (OTC) derivatives markets has stalled, a report says
By James Langton |October 15, 2019
2 min read
The CFTC alleges the defendants made misleading statements in email ads and in an online trading room
By James Langton |September 11, 2019
Regulator wants firms to assess their FX oversight following settlements with TD and RBC
By James Langton |August 30, 2019
CSA delays implementation of proposed rules amid concern from industry groups
By Staff |August 22, 2019
Firms won't be required to apply margin requirements for amendments to existing derivatives
By Staff |June 28, 2019
Compliance reviews uncover deficiencies in data reporting
By Staff |June 6, 2019
Regulator orders almost US$1 million in sanctions, disgorgement and restitution
By Staff |March 11, 2019
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