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Two polar bears on a small ice floe stock photo

Lawsuits, rising regulatory, reputation risk could accelerate economic transition


Company sold shares to a vulnerable investor without a prospectus or exemption

Two polar bears on a small ice floe stock photo

Final requirements to be released by end of Q2, take effect in 2024

Tottenham High Road, London stock photo

British regulator calls out industry ahead of July 31 deadline for new standards

A lawyer questioning a suspect stock photo

Strong investor recoveries expected to continue in the year ahead

  • January 25, 2023 January 25, 2023
  • 14:40
Financial Services Regulatory Authority of Ontario logo

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

gavel on a wooden bench

Regulator alleged investors weren't told the truth about CEO's dismissal

ESG letters

Criteria need to be strict enough to be credible, without being too tough for fund managers

Close up of human hand drawing career ladder with chalk

Regulators enhance requirements on real estate issuers, collective investment vehicles

Canadian parliament in Ottawa

The government is delaying implementation of rules that could affect advisors whose clients use aggressive tax planning