News and resources for Canada's top financial advisors
Est. 1998
Industry
Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation
By James Langton |May 25, 2023
2 min read
Demonstrate and discuss your regulatory requirements with clients, IFB says
By Michelle Schriver |May 25, 2023
Investors were misled by company's news releases, OSC alleged
By James Langton |May 19, 2023
Products
Best practices aim to address ETF sector's evolution over the past decade
By James Langton |May 12, 2023
Lawyers argue that all investors should be treated equally
Senior employees used WhatsApp for business communications, regulators find
By James Langton |May 11, 2023
1 min read
No one-size-fits-all solution to protect investors from shell-company risks
By James Langton |May 10, 2023
3 min read
Tax Strategies
Failure to report foreign-source income can result in high penalties
By Jacqueline Power |May 5, 2023
4 min read
Biodiversity may be next for ISSB
By James Langton |May 4, 2023
Rules aim to enhance systemic risk oversight and investor protection
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