disclosure

Industry

Fund manager fined, banned in OSC settlement

Firm violated securities rules by breaching concentration limits, misleading investors

By James Langton |June 24, 2022

2 min read

Industry

Crafting complementary, not conflicting, sustainability standards

ISSB and GRI reiterate their pledge to harmonize global reporting requirements

By James Langton |June 23, 2022

2 min read

Industry

SEC proposes anti-greenwashing fund reforms

Proposals to enhance disclosure to fund investors out for 60-day comment period

By James Langton |May 25, 2022

3 min read

Industry

G7 gives thumbs up to ISSB disclosure standards plan

Pursuit of global climate standards needs industry, policymaker participation

By James Langton |May 20, 2022

2 min read

Industry

Proposed class action over bank fee disclosure can proceed, Ontario court rules

Plaintiff brought case on behalf of TD Bank clients who were charged multiple NSF fees in connection with a single transaction

By James Langton |May 9, 2022

3 min read

Industry

SEC extends climate disclosure consultation

Investors will have until June 17 to comment on proposed climate standards

By James Langton |May 9, 2022

1 min read

Industry

Regulators seek radical transparency for fund fees

CSA, CCIR propose new cost reporting requirements for investment and seg funds

By James Langton |April 28, 2022

3 min read

Industry

Investor Bill Hwang, once worth billions, indicted on fraud

Defence lawyer maintains Hwang is innocent; SEC alleges manipulative trading

By Larry Neumeister, The Associated Press |April 27, 2022

3 min read

Industry

Global climate reporting standards on the horizon

ISSB publishes first set of draft standards, aiming for final versions by the end of the year

By James Langton |March 31, 2022

3 min read

Industry

SEC’s climate proposals welcome, but face challenges

Investors and financial firms to benefit from tougher disclosure requirements, Moody’s says

By Staff |March 29, 2022

2 min read

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