IIROC

Richardson GMP paying $500K over supervisory failures

A supervisor in the firm's Calgary office has also been sanctioned

By James Langton |July 3, 2020

2 min read

IIROC goes virtual with upcoming conferences

The SRO has said it won’t be holding in-person conferences this year

By James Langton |June 30, 2020

1 min read

CSA releases SRO consultation paper

Comments are due Oct. 23

By James Langton |June 25, 2020

3 min read

OSC head says SRO merger may not be best solution

The CSA will undertake its own in-depth analysis of SRO reform, says Grant Vingoe

By James Langton |June 23, 2020

2 min read