IIROC

IIROC and MFDA should merge, says C.D. Howe paper

Prospects for reform at the provincial level shouldn't prevent IIROC and MFDA from merging, the author argues

By James Langton |October 24, 2019

2 min read

IIROC targeting dealer agreements designed to shield firms from liability

Firms should review agreements with retail investors, the SRO says

By James Langton |October 10, 2019

2 min read

OBSI reports investment industry complaints surged in Q2

Suitability remains the top issue

By James Langton |October 8, 2019

1 min read

Future of SROs debated at IFIC conference

Sparks flew between the heads of the MFDA and IIROC

By Katie Keir |September 26, 2019

3 min read