IIROC

IIROC to accredit continuing education courses in-house

The regulator's accreditation relationship with CECAP will end on Dec. 31

By Staff |October 25, 2021

2 min read

Ex-rep sanctioned over payments to unhappy clients

IIROC panel found rep secretly compensated clients, misled investigators

By James Langton |October 13, 2021

1 min read

New SRO, total cost reporting on tap for 2022, Morisset says

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3

By James Langton |September 29, 2021

2 min read

IIROC drops charge against ex-Pace CCO

The SRO withdrew the allegation after settling with the firm's former head

By James Langton |September 23, 2021

1 min read