Insider trading

Industry

Torontonian charged in multimillion-dollar insider trading case in U.S.

The man allegedly stole confidential information about his employer's trade orders to make hundreds of personal trades

By The Canadian Press |July 5, 2021

1 min read

Industry

OSC charges CannTrust directors, ex-CEO

The allegations stem from illegal cannabis production that was discovered in 2019

By James Langton |June 22, 2021

3 min read

Industry

Two friends accused of operating insider trading ring

U.S. authorities allege that the friends shared and traded on inside information

By James Langton |June 16, 2021

2 min read

Industry

SEC alleges man sold insider trading tips on dark web

The regulator says anonymous online markets were used to traffic information used in illegal trading

By James Langton |March 18, 2021

1 min read

Industry

Avoiding insider trading on auto-pilot

CSA issues guidance on the use of issuers' ASDPs

By James Langton |December 10, 2020

2 min read

Industry

More controls needed to prevent insider trading, tipping, says IIROC

Protecting material non-public information is paramount when staff work remotely

By James Langton |November 19, 2020

2 min read

Industry

Suspended fund rep faces OSC insider trading allegation

Regulator claims rep traded, tipped inside info about cannabis company's plans

By James Langton |November 17, 2020

2 min read

Industry

Former trader gets 15-year ban from OSC

A panel found the man placed trades on advance knowledge of M&A deals

By James Langton |January 3, 2020

1 min read

Industry

Pot-related press releases misled investors: OSC

The regulator alleges the CEO of a mining company was seeking a contact high from the cannabis sector

By James Langton |December 20, 2019

1 min read

Industry

Duo settles insider trading and tipping charges with BCSC

One man reportedly tipped his friend to his company’s financial results

By James Langton |December 11, 2019

1 min read

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