investor protection

Appeal Court upholds BCSC rulings

Industry

Appeal Court upholds BCSC rulings

Court dismisses challenge to enforcement decision, finds process was fair

By James Langton |December 9, 2022

2 min read

IIROC sanctions futures firm for supervisory failures

Industry

IIROC sanctions futures firm for supervisory failures

Firm agreed to $100,000 sanction, admitted oversight violations

By James Langton |December 8, 2022

1 min read

Decorative pattern

Industry

ASIC sanctions Vanguard for alleged greenwashing

Underlying index failed to screen out tobacco sellers, regulator charged

By James Langton |December 2, 2022

1 min read

Single-security ETFs present benefits, challenges

Products

Single-security ETFs present benefits, challenges

Panellists discussed the funds during the ETFGI summit

By Greg Meckbach |December 1, 2022

2 min read