investor protection

Worthless rewards drive trading activity: OSC study

Industry

Worthless rewards drive trading activity: OSC study

Certain behavioural nudges influence investors, regulator finds

By James Langton |November 17, 2022

2 min read

Ex-rep sanctioned for discretionary trading

Industry

Ex-rep sanctioned for discretionary trading

Timing of bulk trades and poor record keeping results in disciplinary penalties

By James Langton |November 11, 2022

2 min read

Banks’ crypto ambitions hampered by lack of rules

Industry

Banks’ crypto ambitions hampered by lack of rules

Comprehensive federal framework needed to provide comfort on crypto, Fitch says

By James Langton |October 27, 2022

2 min read

Consumer groups call for action on ombudservice

Industry

Consumer groups call for action on ombudservice

Binding authority, single banking complaint body demanded

By James Langton |October 20, 2022

2 min read