News and resources for Canada's top financial advisors
Est. 1998
Industry
Casino closures during the pandemic forced illicit activity into different spaces
By James Langton |July 26, 2023
2 min read
Perpetrators used investors' money to buy a house instead of funding Mexican taxi venture
By James Langton |July 19, 2023
Failed firm's receiver has filed a series of legal actions against various players in the saga
By James Langton |July 18, 2023
Tribunal finds it has no say in regulator's investigations
OSC decision to deny access to investors’ identities upheld
By James Langton |July 7, 2023
3 min read
FSRA brought similar allegations against the agent earlier this year
By James Langton |June 23, 2023
Gravitas Securities suspended after repeated shortfalls, failure to file financials
By James Langton |June 22, 2023
Regulators worried about investors getting timely disclosure of impaired goodwill
Tribunal rules Sharpes failed to make the case for a stay, hearing starts June 26
Like Ontario and Saskatchewan, the province will restrict use of "financial planner" and "financial advisor"
By Staff |June 19, 2023
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