investor protection

OSC seeks members for seniors advisory committee

Industry

OSC seeks members for seniors advisory committee

The application deadline is July 4

By Staff |June 2, 2023

1 min read

OSC’s Investor Advisory Panel to focus on crypto, CRM3 in year ahead

Industry

OSC’s Investor Advisory Panel to focus on crypto, CRM3 in year ahead

The IAP is also pushing for reforms to the dispute resolution process

By Mark Burgess |May 30, 2023

1 min read

SEC charges trading chatroom moderator

Industry

SEC charges trading chatroom moderator

Market manipulation scheme run on Discord channel, regulator says

By James Langton |May 26, 2023

1 min read

Investors must beware of the “halo” effect: ESMA

Industry

Investors must beware of the “halo” effect: ESMA

Selling regulated and unregulated products side by side poses risks to investors, firms

By James Langton |May 26, 2023

2 min read