The proposals would radically alter securities regulation in Ontario
List of 70 recommendations includes major governance changes to Ontario Securities Commission
Deal includes $2.4 million and cooperation with ongoing litigation
Evidence released by the regulator is being used in a potential class action
Delayed disclosure on Form F4 calls into question advisor integrity
Increased awareness of labour law could lead to more litigation regarding employment contracts for financial advisors
An individual has been spared from testifying following a “very technical” interpretation of the Ontario Securities Act
An appeal court has ruled that a lower court erred in dismissing the claim
The rep was terminated by his firm after admitting to forgery
Specific damages owing to employees in the class action have not yet been determined