News and resources for Canada's top financial advisors
Est. 1998
Industry
Deal includes $2.4 million and cooperation with ongoing litigation
By James Langton |January 15, 2021
1 min read
Evidence released by the regulator is being used in a potential class action
By James Langton |November 3, 2020
2 min read
Advisor's Edge
Increased awareness of labour law could lead to more litigation regarding employment contracts for financial advisors
By Fiona Collie |October 30, 2020
8 min read
Delayed disclosure on Form F4 calls into question advisor integrity
By Michelle Schriver |September 30, 2020
4 min read
An individual has been spared from testifying following a “very technical” interpretation of the Ontario Securities Act
By Greg Dalgetty |September 11, 2020
3 min read
An appeal court has ruled that a lower court erred in dismissing the claim
By James Langton |June 2, 2020
The rep was terminated by his firm after admitting to forgery
By James Langton |April 21, 2020
Specific damages owing to employees in the class action have not yet been determined
By The Canadian Press |March 30, 2020
A day trader claimed that tax forms provided by TD Waterhouse led to a surprise tax bill
By James Langton |March 10, 2020
An Ontario court said the plaintiff has a viable claim for breach of trust and fiduciary duty
By James Langton |February 28, 2020
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