Law

B.C. court approves class action settlement

Deal includes $2.4 million and cooperation with ongoing litigation

By James Langton |January 15, 2021

1 min read

Court upholds BCSC decision favouring public access

Evidence released by the regulator is being used in a potential class action

By James Langton |November 3, 2020

2 min read

Employee or contractor? Mischaracterizations can be costly

Increased awareness of labour law could lead to more litigation regarding employment contracts for financial advisors

By Fiona Collie |October 30, 2020

8 min read

Don’t wait to disclose criminal charges

Delayed disclosure on Form F4 calls into question advisor integrity

By Michelle Schriver |September 30, 2020

4 min read