MFDA

MFDA’s new CE regime to launch in the fall

Fund dealers' first CE cycle to kick off on Dec. 1

By James Langton |July 23, 2021

2 min read

Rep sanctioned over needless DSC sale

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

By James Langton |July 12, 2021

2 min read

Fund rep sanctioned over fake account scheme

The former mutual fund representative opened fake accounts to score new client bonuses from TD Bank

By James Langton |July 7, 2021

2 min read

Fund rep sanctioned for stealing from bank customers

Ex-rep admitted to misappropriating money and undisclosed borrowing from a client

By James Langton |June 29, 2021

2 min read