OSC

Industry

TSX seeks comment on EM issuer guidelines

The TSX and TSX Venture Exchange have published a joint consultation paper on emerging market issuers.

By Staff |December 17, 2012

2 min read

Industry

OSC questions Sino-Forest audits

The OSC has released allegations against Ernst & Young LLP, former auditors of Sino-Forest Corporation.

By Staff |December 3, 2012

2 min read

Industry

Wrong time for OSC fee hike: IIAC

Now isn’t the time for significant regulatory fee increases, says the Investment Industry Association of Canada (IIAC).

By Staff |November 27, 2012

2 min read

Industry

Firms not meeting KYC requirements: OSC

The OSC has released its 2012 annual summary report for dealers, advisors and fund managers.

By Staff |November 23, 2012

1 min read

Industry

OSC issues guide for emerging markets

The Ontario Securities Commission has published an Issuer Guide (Staff Notice 51-720), which outlines eight key areas that should be considered by companies operating in emerging markets. It sets out staff’s expectations for the directors and management of issuers operating in emerging markets. The guide also highlights several areas of risk that may warrant further […]

By Staff |November 22, 2012

1 min read

Economic Indicators

“Chinese Warren Buffett” targets OSC

The fraud trial of Weizhen Tang—the self-proclaimed “Chinese Warren Buffett”—took a bizarre twist yesterday when Tang took the witness stand to launch his own defense, reports the Globe and Mail.

By Wire services |October 16, 2012

1 min read

Industry

TSX changing governance rules

The Toronto Stock Exchange is changing the rules governing the election of directors to the boards of exchange-listed companies.

By Staff |October 5, 2012

1 min read

Industry

Ontario man fined for aiding scammers

David Whidden, an engineer and resident of Windsor, Ontario, has been reprimanded and fined for helping an Ontario company jilt more than 50 investors.

By Staff |September 11, 2012

3 min read

Industry

Ontario rep disgorged, fined $750,000

From April 2008 to June 2010, an Ontario rep deposited and misused more than $19 million in investor funds. He faces disgorgement and a fine of $750,000.

By Staff |September 10, 2012

2 min read

Industry

Ontario Pastor defrauds clients out of $8 million

A deceitful Ontario-based Pastor—who scammed investors out of more than $8 million—will soon be penalized by the OSC. And it’s about time. Marlon Gary Hibbert, who previously preached in Scarborough, Ontario, ran an elaborate scheme involving a web of non-registered companies starting in 2003. This past April, he was charged by the OSC with fraud, […]

August 14, 2012

3 min read

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