Regulation

Ontario tribunal bans B.C. man under U.S. sanctions

SEC alleged Canadian involved in penny stock pump-and-dump scheme

By James Langton |April 9, 2026

2 min read

CIRO seeks to tackle persistent policy challenges

SRO sets out regulatory agenda for year ahead

By James Langton |April 8, 2026

2 min read

Canadian regulators are opening the doors to prediction markets

With Wealthsimple, Questrade and other potential entrants in Canada, industry observers are concerned about possible risks

By Noushin Ziafati |April 8, 2026

10 min read

Re: The in-force servicing gap is a design problem

Cait’s policy contract review framework is the right template, but it should be a regulatory requirement

By Harvey Naglie |April 8, 2026

1 min read