Regulation

Check out BLG’s regulatory roundup

If you're struggling to keep up with regulatory initiatives, this report's for you.

By Staff |July 4, 2014

1 min read

OSC may regulate high-frequency trading

If a review of high-frequency trading finds market abuses, OSC may consider new rules to curb the practice.

By Staff |June 16, 2014

1 min read

IIROC naming people who don’t pay fines

Advisors who haven’t paid their IIROC fines or disciplinary costs will be publicly named by IIROC in a new quarterly report.

By Staff |June 13, 2014

1 min read

Moody’s goes negative on Canadian banks

Outlooks for Canada’s seven largest banks have been downgraded from stable to negative by Moody’s Investor Service, the Financial Post reports.

By Staff |June 11, 2014

1 min read