Regulation

RBC exec says industry culture must change

Drastic changes to the financial services industry are needed to restore public faith.

By Dean DiSpalatro |March 8, 2013

3 min read

Advising Batman: The costs of being a superhero

Bruce Wayne or Batman—currently one of the most popular DC Comics superheroes—seems like a run-of–the-mill, ultra-wealthy socialite; besides his crime fighting, that is. Find out how you would advise him and how much his lifestyle really costs.

March 8, 2013

2 min read

IIAC to regulators: clients trust advisors

Though negative media coverage surrounds the financial industry, many investors do trust advisors.

By Vikram Barhat |February 27, 2013

1 min read

Former Richardson GMP rep fined $75,000

On February 6, 2013, an IIROC hearing panel accepted an agreement between IIROC staff and Gabriel Ka Leung Lee.

By Staff |February 22, 2013

2 min read