Regulation

European regulators recommend action on investment fund costs

European Securities and Markets Authority seeks to curb investors' fund costs

By James Langton |May 17, 2023

1 min read

Bank execs blame panicked depositors for SVB, Signature failures

Former CEO Greg Becker told a senate hearing that SVB was the victim of a social media-driven bank run

By Ken Sweet, The Associated Press |May 16, 2023

5 min read

Small, straightforward tech solutions can have big payoffs, OSC TestLab finds

Automating the process of collecting and updating KYC information can provide a significant return

By James Langton |May 16, 2023

2 min read

Insurance regulators promise new guidance on upfront compensation structures

Advisor chargebacks need robust controls, CCIR and CISRO said

By James Langton |May 15, 2023

2 min read