Regulation

New SRO should oversee Quebec’s fund dealers: IIAC Fallback Image Decorative pattern

Industry

New SRO should oversee Quebec’s fund dealers: IIAC

Trade group calls on provincial finance minister to review fund dealer oversight

By James Langton |December 5, 2022

2 min read

Ontario appoints Kevan Cowan as new OSC chair Ontario appoints Kevan Cowan as new OSC chair

Industry

Ontario appoints Kevan Cowan as new OSC chair

Cowan replaces Heather Zordel, who resigned last month

By Staff |November 30, 2022

1 min read

Insurance regulators release guidance targeting unfair incentives Fallback Image Decorative pattern

Life

Insurance regulators release guidance targeting unfair incentives

The regulators concluded that some incentive practices may present risks to the fair treatment of customers

By Staff |November 30, 2022

2 min read

The post-pandemic investor protection challenge Fallback Image Decorative pattern

Industry

The post-pandemic investor protection challenge

IOSCO report recommends practices for investor protection and education during a crisis

By Staff |November 30, 2022

2 min read

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