Regulation

CSA proposes derivatives data reporting reforms

Harmonization comes against the backdrop of ongoing post-crisis effort to close data gaps

By James Langton |June 9, 2022

2 min read

CIFP approved as credentialing body for Ontario financial advisor, planner titles

RFRA, RRA and RRC are the latest approved designations

By Staff |June 8, 2022

1 min read

Ahead of new SRO, MFDA names council members

Appointees will join new SRO's disciplinary committees

By James Langton |June 6, 2022

2 min read

IIROC sanctions former exec over syndications

The SRO alleged the firm sought new issue allocations for its own account

By James Langton |May 31, 2022

1 min read