Regulation

New members added to OSC’s IAP

Investor legal aid clinics supplied two new members to advocacy group

By Staff |February 26, 2021

1 min read

OSC greenlights exemption for global private placements

The exemption is one of the 74 Capital Markets Modernization Taskforce recommendations

By James Langton |February 25, 2021

1 min read

IIROC proposes margin requirements for PPNs

SRO seeks comment on new rules for structured products

By James Langton |February 25, 2021

1 min read

How’s your advisor treating you? The BCSC wants to know

The regulator says it will contact clients directly as part of compliance reviews

By James Langton |February 23, 2021

2 min read