Regulation

How presidential candidates would reform Wall St.

Regulatory reform could be up in smoke or piled high.

October 13, 2016

4 min read

How CSA’s sweeping proposals have stolen the limelight

CSA isn’t the only regulatory body looking to transform the industry. But its proposed targeted reforms are getting the most attention.

By Katie Keir |October 12, 2016

4 min read

No negatives to a best interest standard, say CFAs

A best interest standard would provide a consistent and overarching standard.

By Staff |October 11, 2016

2 min read

Will CSA’s targeted reforms hurt clients?

CSA needs to clarify the benefits and costs of its proposed targeted reforms and best interest standard.

By Katie Keir |October 3, 2016

4 min read