Regulation

Alberta wants input on client relationship reforms

Up for consultation is CSA Consultation Paper 33-404.

By Staff |November 4, 2016

1 min read

Amid ‘serious headwinds,’ Assante, Stonegate hit record AUM

Assante Wealth Management and Stonegate Private Counsel, the wealth advisory divisions of CI Financial Corp., reached a record $37 billion in assets under management, the company said on Thursday. The results for CI Financial’s Q3 ending September 30 came amid headwinds from new regulations and pressures to change fees, Peter Anderson, CI’s chief executive, said […]

By Simon Doyle |November 4, 2016

2 min read

OSC teams up with Australians to support fintech

Under a new agreement, fintech companies in Australia and Ontario will be able to draw on support from financial regulators in both hemispheres as they expand their businesses.

By Staff |November 2, 2016

2 min read

OSC creating Fintech Advisory Committee

The OSC wants to learn more about developments in the fintech space and the challenges robos face.

By Staff |November 1, 2016

1 min read