Regulation

IIROC proposes changes to market integrity rules

IIROC is releasing proposed amendments to the Universal Market Integrity Rules (UMIR) for comment, to align with a proposal by CSA that clarifies the interpretation of a protected order.

By Staff |June 12, 2015

1 min read

IIROC settles with advisor who made personal deals with clients

On April 16, 2015, an IIROC hearing accepted the settlement agreement, including penalties, entered into between IIROC staff and Daniel Siska.

By Staff |June 1, 2015

1 min read

Screening foreign acquisitions may discourage Canadian business

The Investment Canada Act, which screens foreign acquisitions of Canadian companies, doesn’t serve the interests of Canadians, finds a study by the Fraser Institute.

By Staff |May 13, 2015

2 min read

Your behind-the-scenes allies at investment funds

Independent fund committees can help shut down conflicts of interest before they happen.

By Jessica Bruno |April 10, 2015

7 min read