Regulation

How investors check your registration history

CSA is helping investors check advisors' registrations before working with them.

By Staff |March 2, 2015

1 min read

10 reasons Canada needs a single regulator

IIAC looks at the main reasons Canada needs a national regulator.

February 10, 2015

1 min read

Firms failing to grasp compliance basics: IIROC

It's tough to keep up with industry change, but firms must still prioritize compliance.

January 27, 2015

3 min read

IIROC may defer final CRM reforms

IIROC gets approval to apply final CRM reforms, but awaiting implementation deferral decision.

By Staff |January 19, 2015

2 min read