regulatory reform

Decorative pattern

CSA to host roundtable on derivatives rules

Regulators to prep industry for forthcoming conduct regime

By James Langton |August 12, 2022

2 min read

Decorative pattern

Industry preps for the end of CDOR

Legal, operational issues may arise with loans as key benchmark is eliminated

By James Langton |August 3, 2022

2 min read

New crypto oversight legislation arrives as industry shakes

New crypto oversight legislation arrives as industry shakes

U.S. senate bill would give CFTC oversight of digital commodities

August 3, 2022

3 min read

Fitch commends money market reform proposals

Fitch commends money market reform proposals

Regulators' efforts to address liquidity crunch should strengthen money market funds

By James Langton |July 8, 2022

1 min read

Review recommends binding powers for OBSI — again

Review recommends binding powers for OBSI — again

It remains up to regulators to act on long-standing recommendation

By James Langton |June 13, 2022

3 min read

Decorative pattern

NASAA targets deadbeat brokers

Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions

By James Langton |May 20, 2022

1 min read

Advocates seek sole role for OBSI

Advocates seek sole role for OBSI

Consumer groups call on Freeland to designate OBSI as binding bank ombud

By James Langton |February 24, 2022

2 min read

CFR sweep to provide clarity to industry

CFR sweep to provide clarity to industry

Regulators will review "a sizable number" of firms, a panellist said at KYP webinar

By Michelle Schriver |February 18, 2022

3 min read

ESMA aims to inoculate funds against liquidity issues

ESMA aims to inoculate funds against liquidity issues

Pandemic-driven panic exposed money market funds' vulnerabilities

By James Langton |February 16, 2022

2 min read

Does your marketing mislead clients?

Does your marketing mislead clients?

The client-focused reforms put advisor titles and awards under scrutiny

By Michelle Schriver |February 4, 2022

3 min read

← Previous 1 2 3