Regulatory

Why clients should be cautioned about fintech services

Without open banking, Canadians' data is at greater risk when they use unregulated apps

By Greg Meckbach |June 1, 2023

3 min read

Firms struggle to understand conflicts: BCSC

Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation

By James Langton |May 25, 2023

2 min read

How to leverage — not loathe — compliance

Demonstrate and discuss your regulatory requirements with clients, IFB says

By Michelle Schriver |May 25, 2023

2 min read

Canaccord warns regulatory issue puts snag in takeover offer

Management group no longer ruling out individual asset sales

By Mark Burgess |May 8, 2023

2 min read