Regulatory

CSA wants to change accredited investor rules

The proposed amendments would change the definition of accredited investor to allow fully managed accounts to purchase investment fund securities using the managed account category of the AI exemption.

By Staff |February 27, 2014

2 min read

Firms need help handling CRM2 reforms, says IIAC

IIAC has formed a CRM2 working group

By Staff |February 24, 2014

2 min read

OSC gives small firms fee relief

The OSC has announced one-time relief on participation fees for certain small registered firms and reporting issuers.

By Staff |February 21, 2014

1 min read

CSA jailed 8 in 2013

The Canadian Securities Administrators (CSA) today released its annual Enforcement Report. Members concluded a total of 133 cases against 216 individuals and 166 companies.

By Staff |February 20, 2014

1 min read