Regulatory

Provincial regulators sign MOU with CFTC

The Alberta Securities Commission (ASC), the British Columbia Securities Commission (BCSC), the Ontario Securities Commission (OSC), and the Autorité des marchés financiers (AMF) have entered into a Memorandum of Understanding (MOU) with the U.S Commodity Futures Trading Commission (CFTC) aimed at enhancing the cross-border supervision of firms that operate in both countries.

By Staff |April 3, 2014

1 min read

OSC prioritizes best interest duty, fees

The OSC has announced the beginning of the comment period for the 2014-2015 draft Statement of Priorities.

By Staff |April 3, 2014

1 min read

OSC wiretaps overdue, says past inside trader

The OSC is asking Ontario to give law enforcement the power to use wiretaps to catch insider trading, the Toronto Star reports.

By Staff |March 28, 2014

1 min read

Crowdfunding proposals support economy, says NCFA

6 regulators have unveiled proposals for crowdfunding prospectus exemptions.

By Staff |March 25, 2014

2 min read