Regulatory

Securities industry gears up for shift to T+1

As U.S. industry releases plan, Canadian firms' readiness lags

By James Langton |August 2, 2022

2 min read

SEC sued over proxy voting rule reversal

U.S. trade groups asked courts to restore rule changes favoured by public companies

By James Langton |July 28, 2022

2 min read

U.K. regulator seeks radical shift in client treatment

Tougher standards aim to improve competition and results for customers

By James Langton |July 27, 2022

2 min read

MFDA bans, fines former advisor $300K for funds misappropriation

The four victims included insurance clients and were the advisor's family members

By Staff |July 21, 2022

2 min read