Regulatory

OSC seeks comment on review of capital-raising prospectus exemptions

The Ontario Securities Commission (OSC) today published Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions, which discusses concepts for new prospectus exemptions in Ontario.

By Staff |December 14, 2012

2 min read

Standard Chartered pays $340M to settle laundering claims

Standard Chartered has reached a deal over accusations it illegally funneled money for Iranian banks.

By Wire services |December 10, 2012

1 min read

Banks prepared to meet Basel III requirements

The OFSI has issued an updated Capital Adequacy Requirements Guideline to help implement Basel III capital rules in Canada.

By Staff |December 10, 2012

2 min read

IIROC to implement revised electronic trading rules

The Investment Industry Regulatory Organization of Canada has adopted rule amendments, approved by the Canadian Securities Administrators (CSA), designed to ensure the effective management of risks associated with electronic trading.

By Staff |December 7, 2012

2 min read