Regulatory

SEC proposes rules for security-based swap dealers

The SEC is proposing capital, margin, and segregation requirements for security-based swap dealers, as well as major security-based swap participants.

By Staff |October 18, 2012

1 min read

TSX changing governance rules

The Toronto Stock Exchange is changing the rules governing the election of directors to the boards of exchange-listed companies.

By Staff |October 5, 2012

1 min read

Derivatives can clear outside Canada, say regulators

The Bank of Canada has said domestic market participants are able use any central counterparty-clearing (CCP) agency recognized by Canadian authorities — including global CCPs.

By Staff |October 2, 2012

1 min read

B.C. regulators launch anti-fraud campaign

The BCSC has launched the second year of its three-year “Be Fraud Aware” campaign, designed to educate Canadians about the dangers of investment fraud. They've launched two commercials, three YouTube videos and have an app being produced.

By Staff |October 1, 2012

1 min read