Regulatory

ESMA to examine funds’ valuation practices

European regulators will focus on fund managers that invest in illiquid assets

By James Langton |January 20, 2022

1 min read

FINRA sanctions Credit Suisse

Firm violated SEC and SRO rules, including analyst disclosure requirements

By James Langton |January 20, 2022

1 min read

CSA takes third crack at derivatives conduct rules

Proposals aim to address issues exposed in financial crisis, scandals

By James Langton |January 20, 2022

3 min read

Regulators develop scaffolding for cryptoassets

Supervisory colleges would help uncover and mitigate possible harm to investors

By James Langton |January 18, 2022

2 min read